Financial Services firms have to meet a growing range of compliance and risk requirements set out in legislation or required by regulators e.g. financial crime, operational risk & data security. Firms require specialists to provide support and guidance to achieve customer outcomes, whilst remaining compliant. This programme provides a foundation to those looking to enter a career in risk and compliance. Typical roles include:
Our programme is built around a professional apprenticeship. The learning is wrapped around and incorporates daily work, this is supplemented by ‘off the job’ development, which on average accounts for 6 hours per week (completed within paid time). Access to all of our training content is via our digital platforms enabling 100% remote delivery. This incorporates:
This programme will develop Knowledge, Skills, and Behaviours and will provide people with the awareness and capabilities required to accelerate their career in Compliance.
Risk and Compliance Framework, Risk and Compliance Policies / Procedures, Industry and Company Understanding, Systems and Processes, Managing Expectations
Delivering Services, Analysis and Problem Solving, Communicating and Influencing, Teamwork, Personal Development, Continuous Improvement
Honesty and Integrity, Drive to Excel, Flexibility
Professional qualifications
ICA Cert in Compliance
Duration: 18 Months
Funding Band: £11,000
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