Advisers offer specialist financial advice, build long-term client relationships, and operate in a highly regulated environment requiring professional qualifications, ethical conduct, and ongoing development. Completion provides the qualifications and competence needed to progress into a Financial Adviser role.
This apprenticeship is ideal for those already working in Financial Services who want to become regulated Financial Advisers. It also supports graduate development programmes.
Apprentices gain in-depth knowledge across key areas including insurance, risk, client needs, personal taxation, allowances, investment planning, asset classes, suitability, pension schemes, and retirement planning. They apply this learning through holistic financial planning and real-world client case studies, building the technical and analytical skills needed to deliver high-quality advice.
The learning is wrapped around and incorporates daily work, this is supplemented by ‘off the job’ development, which on average accounts for 7 hours per week (completed within paid time). Access to all of our training content is via our digital platforms enabling 100% remote delivery.
To support their journey, apprentices benefit from a rich blend of structured learning and personalised development, including:
• Group Connect and Learn Sessions
• 1-2-1 ‘Approach Your Coach’ Support
• Progress Reviews
• Soft Skills Workshops
• Comprehensive Study Guides
• Virtual classroom learning & workshops
• End Point Assessment Preparation
Davies are also able to provide EXPERT support towards the CII – Diploma in Regulated Financial Planning.
As part of this apprenticeship, Davies are uniquely placed to be able to offer the digital materials from Bespoke Training Solutions. This includes:
• Digital Study Guide
• 2 x Full Day Workshops
• Specimen Questions
• Case study analysis (R06)
Worth £409.99 per module if purchased separately
This programme will develop Knowledge, Skills, and Behaviours and will provide people with the awareness and capabilities required to accelerate their career in financial services roles.
Roles and Responsibilities in Financial Planning | Financial Services Market Structure | Ethics, Advice Models and Client Propositions | Regulation and Governance | Client Relationship and Advice Standards | Research and Product Suitability | Knowing Your Client (KYC) and Risk Profiling | Responsible and Sustainable Investing | Data, Cybersecurity and Digital Tools | Communication and Stakeholder Engagement | Performance Analysis and Business Ethics | Equity, Diversity and Inclusion
Digital Tools and Data Security | Ethics, Regulation and Governance | Communication and Stakeholder Engagement | Client-Centric Advice and Relationship Management | Responsible and Sustainable Investing | Business Growth and Development
Professionalism and Ethical Conduct | Continuous Learning and Development | Adaptability and Resilience | Sustainability and Responsibility | Inclusion and Respect
Professional qualification
CII Diploma in Regulated Financial Planning
Duration: 23 Months
Funding Band: £13,000
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