Head of Assurance

  • Swindon, Gloucestershire, South West, England
  • £85000 per annum, Benefits: Generous Benefits + Bonus details Available on Request USD / Year
  • Full Time
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Job Details

Our client, an ambitious & growing adviser network, known for their inclusive & supportive culture, have a rare opprotunity to lead the strategic delivery of a first-line Assurance Framework. This role offers autonomy to shape oversight controls and develop a data-driven AR Intelligence Unit, driving continuous improvement and regulatory alignment. 

The role will:

  • Lead, manage & deliver the assurance framework of first line controls for oversight of ARs.
  • Oversee regulatory reporting as part of the oversight of ARs, including annual self-assessment.
  • Develop & deliver continuous improvement initiatives to ensure assurance standards are aligned to FCA expectations & best practice.
  • Implement & evolve an AR intelligence unit to identify trends and drive actionable insights.
  • Represent & present at key governance groups across the firm.

 
The ideal candidate will have deep knowledge & understanding of the regulatory requirements and expectations for the oversight of ARs and have proven experience in leading  teams whilst managing a budget of £2mil+; with the ability to engage and influence senior stakeholders.

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